Full text of MML INVESTORS SERVICES, LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Consolidated Statement of Financial Condition As of December 31, 2022 With Report of Independent Registered Public Accounting Firm Thereon This report is filed as a Public document pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 {1}------------------------------------------------ ### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART Ill | 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 | SEC FILE NUMBER | | |-----------------|--| | 8-27250 | | **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING January I, 2022 MM/DD/YY AND ENDING December 31, 2022 MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: MML INVESTORS SERVICES, LLC TYPE OF REGISTRANT (check all applicable boxes): IXI Broker-dealer • Security-based swap dealer • Check here if respondent is also an OTC derivatives dealer • Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1295 State Street (No. and Street) Springfield MA {City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 01111-00 I (Zip Code) Frank Rispoli 413-744-5008 frispoli68@massm utual .com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* KPMG LLP 755 Main Street (Address) 10-20-2003 {Name - if individual, state last, first, and middle name) Hartford CT (City) (State) 185 06103 (Zip Code) **FOR OFFICIAL USE ONLY (PCAOB Re•st,aUoo N,mbec,** ;f apPUcable) I \* Claims for exemption from t he requirement t hat the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** | 27386<br>Car | Carlos Concession Come Company Comparison | | | | | |--------------|-------------------------------------------|--|--|--|--| {2}------------------------------------------------ #### **OATH OR AFFIRMATION** | Frank Rispoli<br>I,…Read the full text as markdown