Full text of MML DISTRIBUTORS, LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition As of December 31, 2022 With Report of Independent Registered Public Accounting Firm Thereon This report is filed as a Public document pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934. {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART Ill | 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Est imated average burden hours per response: 12 > SEC FILE NUMBER 8-48203 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING January I, 2022 MM/DD/YY AND ENDING December 31 , 2022 MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: \_M\_ M\_L\_ D\_IS\_T\_RI\_B\_U\_T\_O\_R\_S\_,\_L\_L\_C \_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): IXl Broker-dealer • Security-based swap dealer • Check here if respondent is also an OTC derivatives dealer • Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1295 State Street | | (No. and Street) | | | | |------------------------------------------------|-----------------------------------------------------------------------------------------------------------|---------|-----------------------------------------------|--| | Springfield | MA | | 01111-000 I<br>(Zip Code} | | | (City) | (State) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Frank Rispoli | 413-744-5008 | | frispoli68@massmutual.com<br>(Emai l Address) | | | (Name) | (Area Code - Telephone Number) | | | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | KPMG LLP | | | | | | 755 Main Street | (Name - if individual, state last, first, and middle name)<br>Hartford | CT | 06103 | | | (Address) | (City) | (State) | (Zip Code) | | | 10-20-2003 | | 185 | | | | l"<br>of RegisUatioo wi<h PCAOB)(il appli~ble) | | | )PCAOB Registcatioo N,mbec, ii appli~ble) | | \* Claims for exemption from the requirement that the annual reports be covered by t he reports of an independent public accountant m ust be support ed by a stat ement of fact s and circumstances relied on as t he basis of t he exemption. See 17 CFR 240.17a-S(e)(l)(ii), if appl…Read the full text as markdown