Full text of MML DISTRIBUTORS, LLC's X-17A-5 filed 2024-02-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ *Statement of Financial Condition As of December 31, 2023 With Report of Independent Registered Public Accounting Firm Thereon* This report is filed as a Public document pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934. {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | ANNUAL REPORTS | |----------------| | FORM X-17A-S | | PART Ill | 0MB APPROVAL 0MB Number: 323S-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-48203 # **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING January 1, 2023 MM/DD/VY AND ENDING December 31, 2023 MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: \_M\_M\_L\_D\_I\_S\_T\_R\_IB\_U\_T\_O\_R\_S\_, L\_L\_C \_\_\_\_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): C!l Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1295 State Street (No. and Street) Springfield MA (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 01111-0001 (Zip Code) Frank Rispoli 413-7 44-5008 frispoli68@massmutual.com (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* ## KPMG LLP | | (Name - if individual, state last, first, and middle name) | | | | | |-----------------|------------------------------------------------------------|---------|------------------------------------------|--|--| | 755 Main Street | Hartford | CT | 06103 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 10-20-2003 | | 185 | | | | | | | | (PCAOB Reg;",aUoo N ,mbec, ;f apph~ble)I | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by t he reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB contro…Read the full text as markdown