Full text of PAPAMARKOU WELLNER & CO., INC.'s X-17A-5 filed 2022-02-23 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## Papamarkou Wellner & Co., Inc. Statement of Financial Condition (With Report of Independent Registered Public Accounting Firm) Pursuant to Rule 17a-5 under the Securities Exchange Act of 1934 December 31, 2021 {1}------------------------------------------------ | | UNITED STATES | | | | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------|------------------------------------------------------------------------------|--|--|--| | | | | OMB APPROVAL | | | | | | SECURITIES AND EXCHANGE COMMISSION | | OMB Number: 3235-0123 | | | | | Washington, D.C. 20549 | | | Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12 | | | | | | ANNUAL REPORTS | | | | | | | | SEC FILE NUMBER | | | | | | | | FORM X-17A-5<br>PART III | | 8-29033 | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>REPORT FOR THE PERIOD BEGINNING 01/01/2021 AND ENDING 12/31/2021<br>MM/DD/YY | MM/DD/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: Papamarkou Wellner & Co., Inc. | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>□Security-based swap dealer<br>OMajor security-based swap participant<br>&Broker-dealer<br>O Check here if respondent is also an OTC derivatives dealer | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | | 430 Park Avenue - 17th Floor | | | | | | | New York | (No. and Street)<br>NY | | 100722 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Scott Daniels | 212-751-4422 | | sdaniels@dfppartners.com | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | EisnerAmper LLP | | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | | 733 Third Avenue | New York | NY | 10017 | | | | | (Address) | (City) | (State) | (Zip Code) | | |…Read the full text as markdown