Full text of PAPAMARKOU WELLNER & CO., INC.'s X-17A-5 filed 2024-02-23 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES** 0MB Number: 3235-0123 **SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | | | | | | |----------------------------|--|--|--|--|--| | | | | | | | | Expires: November 30, 2026 | | | | | | | Estimated average burden | | | | | | | hours per response 12.00 | | | | | | | SEC FILE NUMBER | | | | | | | 8 - 52806 | | | | | | | | | | | | | # **ANNUAL AUDITED REPORT FORM X-17A-5 PART** Ill | FACING PAGE | |-----------------------------------------------------------------------------------------------------------| | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | REPORT FOR THE PERIOD BEGINNING 01/01/2023 AND ENDING 12/31/2023 -------------- ------------ MM/DD /YYYY MM/DD/YYYY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: **Papamarkou Wellner** & **Co., Inc.** TYPE OF REGISTRANT (check all applicable boxes): X Broker-dealer □ Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) **430 Park Avenue -17th Floor** (No. and Street) **New York NY** (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING **10022** (Zip Code) **Dmitriy Rutitskiy 212-751-4422 drutitskiy@dfppartners.com** (Name) (Area Code -- Telephone No.) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* **EisnerAmper LLP 733 Third Avenue** (Address) **37893** (Name- if individual, state last, first, and middle name) **New York** (City) **NY** (State) **274 10017** (Zip Code) (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY *\*Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.l 7a-5(e)(l)(ii),* if *applicable.* *Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.* {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, | Dmitriy Rutitskiy | , swear (or affirm) that, to the best ofmy knowledge and belief, the financial report pertaining to…Read the full text as markdown