INTERACTIVE BROKERS CORP. X-17A-5 (2024-02-26) — Broker-dealer annual report

Full text of INTERACTIVE BROKERS CORP.'s X-17A-5 filed 2024-02-26 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ ### INTERACTIVE BROKERS CORP. (SEC I.D. No. 8-53615) # STATEMENT OF FINANCIAL CONDITION AS OF DECEMBER 31, 2023 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM \* \* \* \* \* \* \* Filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a Public Document {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 OMB APPROVAL # **ANNUAL REPORTS FORM X-17A-5 PART III** | SEC FILE NUMBER | | |-----------------|--| | 8-53615 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | 01/01/23<br>MM/DD/YY | AND ENDING | 12/31/23<br>MM/DD/YY | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|------------------------------------------------------------------------| | | A.<br>REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: INTERACTIVE BROKERS CORP. | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>☒Broker-dealer<br>☐ Security-based swap dealer<br>☐ Check here if respondent is also an OTC derivatives dealer | | ☐ Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 1 PICKWICK PLAZA | | | | | | (No. and Street) | | | | GREENWICH | CT | | 06830 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | DENIS MENDONCA | 203-618-5881 | | dmendonca@ibkr.com | | (Name) | (Area Code – Telephone Number) | | (Email Address) | | B. | ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | DELOITTE & TOUCHE LLP | | | | | | (Name – if individual, state last, first, and middle name) | | | | | | | | | 30 ROCKEFELLER PLAZA | NEW YORK | NY | | | (Address) | (City) | (State) | | | 10/20/03 | | | 34 | | (Date of Registration with PCAOB)(if applicable) | | | 10112-0015<br>(Zip Code)<br>(PCAOB Registration Number, if applicable) | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent p…

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