Full text of INTERACTIVE BROKERS CORP.'s X-17A-5 filed 2023-02-24 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### INTERACTIVE BROKERS CORP. (SEC I.D. No. 8-53615) # STATEMENT OF FINANCIAL CONDITION AS OF DECEMBER 31, 2022 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM \* \* \* \* \* \* \* Filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a Public Document. {1}------------------------------------------------ ### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 OMB APPROVAL SEC FILE NUMBER 8-53615 # **ANNUAL REPORTS FORM X-17A-5 PART III** **FACING PAGE** | FILING FOR THE<br>PERIOD | BEGINNING<br>01/01/22<br>MM/DD/YY | AND<br>ENDING | 12/31/22<br>MM/DD/YY | |--------------------------------------------------------------------------------|------------------------------------------------------------|----------------------------------------|-----------------------| | | A.<br>REGISTRANT | IDENTIFICATION | | | NAME OF<br>FIRM: | INTERACTIVE BROKERS CORP. | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | ☒Broker-dealer<br>☐ Check here if respondent is also an OTC derivatives dealer | ☐Security-based swap<br>dealer | ☐Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 1 PICKWICK PLAZA | | | | | | (No. and Street) | | | | GREENWICH | CT | | 06830 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | DENIS MENDONCA | 203-618-5881 | | dmendonca@ibkr.com | | (Name) | (Area Code – Telephone Number) | | (Email Address) | | | B.<br>ACCOUNTANT | IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | DELOITTE & TOUCHE LLP | | | | | | (Name – if individual, state last, first, and middle name) | | | | 30 ROCKEFELLER PLAZA | NEW YORK | | NY<br>10112-0015 | | (Address) | (City) | | (State)<br>(Zip Code) | | 10/20/03 | | | 34 | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.** {2}-----…Read the full text as markdown