Full text of WORTH FINANCIAL GROUP INC.'s X-17A-5 filed 2025-03-20 (period 2024-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549<br>ANNUAL REPORTS<br>FORM X-17A-5<br>PART Ill<br>FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>AND ENDING 6/30/2024<br>FILING FOR THE PERIOD BEGINNING 07/01/2023<br>MM/DD/YY<br>A. REGISTRANT IDENTIFICATION<br>NAME oF FIRM: Worth Financial Group, Inc.<br>TYPE OF REGISTRANT (check all applicable boxes):<br>D Major security-based swap participant<br>0 Broker-dealer<br>D Security-based swap dealer<br>D Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>16660 Dallas Parkway, Suite 2200<br>(No. and Street)<br>Texas<br>Dallas<br>(State)<br>(City)<br>PERSON TO CONTACT WITH REGARD TO THIS FILING | OMBAPPROVAL<br>0MB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response:<br>12<br>SEC FILE NUMBER<br>8-29827<br>MM/DD/YY<br>75248 | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | (Zip Code) | | | | | 469-916-4287<br>Lisa Gesin | lgesin@worthfinancialgroup.com | | (Email Address)<br>(Area Code - Telephone Number)<br>(Name) | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | Phillip V. George, PLLC | | | (Name - if individual,…Read the full text as markdown