Full text of WORTH FINANCIAL GROUP INC.'s X-17A-5 filed 2025-09-12 (period 2025-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | 0MB APPROVAL | |---------------------------| | 0MB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response:<br>12 | ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | | |-----------------|--| | 8-29827 | | **FACING PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **07/01/2024** MM/00/YY AND ENDING **6/30/2025** MM/00/YY **A. REGISTRANT IDENTIFICATION** ## NAME m FIRM: Worth Financial Group, Inc. TYPE OF REGISTRANT (check all applicable boxes): [!) Broker-dealer D Security-based swap dealer D Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) ## 16660 Dallas Parkway, Suite 2200 (No. and Street) | Dallas | Texas | | 75248 | | | |------------------------------------------------------------------------------------------------------|--------------------------------|-----------------|--------------------------------|--|--| | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Lisa Gesin | 469-916-4287 | | lgesin@worthfinancialgroup.com | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Phillip V. George, PLLC | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 5179 CR 1026 | Celeste | TX | 75423 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 02/24/2009 | | 3366 | | | | | | | | | | | | | | | | | | **FOR OFFICIAL USE ONLY** • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I, Lisa L. Gesin swear (or affirm) that, to the best of my knowledge and belief, the financial report…Read the full text as markdown