Full text of CUNA BROKERAGE SERVICES, INC.'s X-17A-5/A filed 2021-03-16 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **(SEC I.D. No. 8-30027)** **Financial Statements and Supplemental Schedules as of and for the Year Ended December 31, 2020 and Report of Independent Registered Public Accounting Firm** Filed pursuant to Rule 17a-5(e)(3) under Securities Exchange Act of 1934 as a PUBLIC DOCUMENT {1}------------------------------------------------ | SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | 0MB Number:<br>3235-0123<br>Expires:<br>August 31, 2021<br>Estimated average burden<br>hours per response<br>12.00 | | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------|----------------------------------------|---------------------------------------------|--|--| | ANNUAL AUDITED REPORT | SEC FILE NUMBER<br>8-30027 | | | | | | | FACING PAGE | | | | | | Information Required of Brokers and Dealers Pursuant to Section 17 of the | Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | | | | | REPORT FOR THE PERIOD BEGINNING | ___<br>MM/DD/YY | 0=-1"--/0=-1'"'"'/2=0'----- AND ENDING | 12/31/20<br>MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF BROKER - DEALER:<br>CUNA Brokerage Services, Inc. | | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM ID. NO. | | | | 2000 Heritage Way | | | | | | | | (No. and Street) | | | | | | Waverly<br>(City) | IA<br>(State) | | 50677<br>(Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | Kacey M. Helt | | | 608-665-6027<br>(Area Code - Telephone No.) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | Deloitte & Touche LLP | | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | 111 S Wacker Dr<br>Chicago<br>(Address)<br>(City) | | IL<br>(State) | 60606<br>(Zip Code) | | | | CHECK ONE:<br>0<br>Certified Public Accountant<br>D<br>Public Accountant<br>D<br>Accountant not resident in United States or any of its possessions. | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | 0MB APPROVAL \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must…Read the full text as markdown