Full text of CUNA BROKERAGE SERVICES, INC.'s X-17A-5/A filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **(SEC I.D. No. 8-30027)** **Financial Statements and Supplemental Schedules as of and for the Year Ended December 31, 2021 and Report of Independent Registered Public Accounting Firm** Filed pursuant to Rule 17a-5(e)(3) under Securities Exchange Act of 1934 as a PUBLIC DOCUMENT {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-30027 #### **ANNUAL REPORTS FORM X-17 A-5 PART Ill** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | | MM/DD/YY | | FILING FOR THE PERIOD BEGINNING __ -"--01""""/-"-01'""'/2=0=2'-'-1--'AND ENDING __ ---'1=2'""'/3'"""1"""/2=0=2-'-1 _______ _<br>MM/DD/YY | | | | | | |-----------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------|------------------------------------------------------------------------------------------------------------------------------------------|--|--|--|--|--| | A. REGISTRANT IDENTIFICATION | | | | | | | | | | NAME OF FIRM:<br>CUNA Brokerage Services, Inc. | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | | | | IZl Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | □Security-based swap dealer | | □Major security-based swap participant | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | | 2000 Heritage Way | | | | | | | | | | | (No. and Street) | | | | | | | | | Waverly | IA | | | | | | | | | (City) | (State) | | 50677<br>(Zip Code) | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | Kayla L. McGehee | 608-665-4506 | | kayla.mcgehee@cunamutual.com | | | | | | | (Name) | (Area Code - Telephone Number)<br>(Email Address) | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | | Deloitte & Touche LLP | | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | | 111 S Wacker Dr | Chicago | IL | 60606 | | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | | 10/20/2003 | | | 34 | | | | | | | Date of…Read the full text as markdown