Full text of PORTSMOUTH FINANCIAL SERVICES's X-17A-5 filed 2023-09-29 (period 2023-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## Confidential treatment requested JNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | QMB APPROVAL | | | | | |--------------------------|---------------------------|--|--|--| | QMB Number. | 3235-0123 | | | | | Expires: | October 31, 2023 | | | | | Estimated average burden | | | | | | | hours per response. 12.00 | | | | # ANNUAL AUDITED REPORT FORM X-17A-5 PART III SEC FILE NUMBER 8-30097 ## FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINING | 07/01/22 | AND ENDING | 06/30/23 | | |--------------------------------------------------------------------------------------------------------|--------------------------------------------------------|-----------------------------|------------------|--| | | MM/DD/Y Y | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER DEALER: | | | OFFICAL USE ONLY | | | Portsmouth Financial Services | | | | | | | | FIRM ID. NO. | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | 601 Montgomery Street, Suite 1950 | | | | | | (No. and Street) | | | | | San Francisco | California | | 94111 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Echo Chien<br>415) 543-8500 | | | | | | | | (Area Code - Telephone No.) | | | | | B. ACCOUNTANT DESIGNATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | OHAB AND COMPANY, PA | | | | | | (Name - if individual, state last, first, middle name) | | | | | 100 E. SYBELIA AVENUE, SÜITE 130, MAITLAND | | Florida | 32751 | | | (Address and City) | | (State) | (Zip Code) | | | CHECK ONE: | | | | | | X Certified Public Accountant | | | | | | Public Accountant<br>_ Accountant not resident in United States or any of its Possessions | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | \* Claims for exemption from the requirement that the covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-5(e)(2). > Potential persons who are to respond to the collection of information contained in this form are required to respond unless the form displays a current valid OMB control number. SEC 1410 (11-0…Read the full text as markdown