Full text of PORTSMOUTH FINANCIAL SERVICES's X-17A-5 filed 2024-10-31 (period 2024-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Confidential treatment requested JNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 QMB APPROVAL QMB Number. 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response 12 # ANNUAL AUDITED REPORT FORM X-17A-5 PART III | SEC FILE NUMBER | | | | | |-----------------|--|--|--|--| | 2-20197 | | | | | # FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINING | 07/01/23<br>MM/DD/Y Y | AND ENDING | 06/30/24<br>MM/DD/Y Y | | |-----------------------------------------------------------------------------------------|--------------------------------------------------------|-----------------------------|-----------------------|--| | | | | | | | | A. REGISTRANT DENTIFICATION | | | | | NAME OF BROKER DEALER: | | | OFFICAL USE ONLY | | | | Portsmouth Financial Services | | | | | | | | FIRM ID. NO. | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | 601 Montgomery Street, Suite 1950 | | | | | | (No. and Street) | | | | | Francisco<br>San | California | 94111 | | | | (City) | (State) | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | Echo Chien | | (415) 543-8500 | | | | | | (Area Code - Telephone No.) | | | | | B. ACCOUNTANT DESIGNATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | OHAB AND COMPANY, PA | | | | | | (Name - if individual, state last, first, middle name) | | | | | 100 E. SYBELIA AVENUE, SUITE 130, MAITLAND | | Florida | 32751 | | | (Address and City) | | (State) | (Zip Code) | | | CHECK ONE: | | | | | | Certified Public Accountant | | | | | | Public Accountant<br>Accountant not resident in United States or any of its Possessions | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual audit be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-5(e). > Potential persons who are to respond to the collection of information contained in this form are required to respond unless the form displays a current valid OMB control number. {1}------------------------------------------------ ## OATH OR AFFIRMATION | I…Read the full text as markdown