Full text of RAYMOND JAMES & ASSOCIATES, INC.'s X-17A-5 filed 2024-11-26 (period 2024-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Raymond James & Associates, Inc. # STATEMENT OF FINANCIAL CONDITION September 30, 2024 (Audited) # RAYMOND JAMES {1}------------------------------------------------ # UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | | | | | | | |--------------------------|---------------|--|--|--|--|--| | OMB Number: | 3235-0123 | | | | | | | Expires: | Nov. 30. 2026 | | | | | | | Estimated average burden | | | | | | | | hours per response: | 12 | | | | | | # ANNUAL REPORTS FORM X-17A-5 ADT III | PART III | | | SEC FILE NUMBER | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|--------------------------------------------|---------------------------------|------------|--|--| | | | | | 8-10999 | | | | | FACING PAGE | | | | | | | Information Required Pursuant to Rules 172-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | FILING FOR THE PERIOD BEGINNING | 10/01/2023 | AND ENDING | | 09/30/2024 | | | | | MM/DD/YY | | | MM/DD/YY | | | | | A. REGISTRANT IDENTICATION | | | | | | | NAME OF FIRM: | Raymond James & Associates, Inc. | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[] Security-based swap dealer<br>& Broker-dealer<br>[ Check here if respondent is also an OTC derivatives dealer | | □ Major security-based swap participant | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. box no.) | | | | | | | | 880 Carillon Parkway | (No. and Street) | | | | | | | | | | | | | | | Saint Petersburg | Florida | | 33716 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT IN REGARD TO THIS FILING | | | | | | | | Marshall Ollia | 727-567-1000 | | marshall.ollia@raymondjames.com | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>KPMG LLP | | | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | | 100 North Tampa Street Suite 1700 | | Tampa | Florida | 33602 | | | | (Address) | | (City) | (State) | (Zip Code) | | | | 10/20/2003 | | 185 | | | | | | (Date of Registration with PCAOB, if applicable) | | (PCAOB Registration Number, if applicable) | | | | | | | FOR OFFICIAL US…Read the full text as markdown