Full text of RAYMOND JAMES & ASSOCIATES, INC.'s X-17A-5 filed 2025-11-25 (period 2025-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Raymond James & Associates, Inc. # **STATEMENT OF FINANCIAL CONDITION** (Audited) September 30, 2025 {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 | OMB APPROVAL | | | | | | |--------------------------|---------------|--|--|--|--| | OMB Number: | 3235-0123 | | | | | | Expires: | Nov. 30. 2026 | | | | | | Estimated average burden | | | | | | | hours per response: | 12 | | | | | # PART III | | SEC FILE NUMBER | |---------|-----------------| | 8-10999 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | A. REGISTRANT IDENTIFICATION<br>Raymond James & Associates, Inc.<br>NAME OF FIRM:<br>TYPE OF REGISTRANT (check all applicable boxes):<br>□ Security-based swap dealer<br>& Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. box no.)<br>(No. and Street)<br>Florida<br>33716<br>(State)<br>(Zip Code)<br>(City)<br>PERSON TO CONTACT IN REGARD TO THIS FILING<br>727-567-1000<br>Allyssa DeLeon<br>(Area Code - Telephone Number)<br>(Email Address)<br>(Name)<br>B. ACCOUNTANT IDENTIFICATION<br>(Name - if individual, state last, first, middle name)<br>North<br>Charlotte<br>Carolina<br>(Address)<br>(City)<br>(State) | 10/01/2024<br>AND ENDING<br>09/30/2025 | FILING FOR THE PERIOD BEGINNING | | | | | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------|---------------------------------|--|--|--|--|--|--| | | MM/DD/YY<br>MM/DD/YY | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | Saint Petersburg<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in th…Read the full text as markdown