Full text of CAPITOL SECURITIES MANAGEMENT, INC.'s X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | PUBLIC | | Washington, D.C. 20549 | | Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12 | | |---------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|------------------------------------------------------------|-----------------|------------------------------------------------------------------------------------------------------------------------------------|--| | ANNUAL REPORTS | | | SEC FILE NUMBER | | | | | FORM X-17A-5 | | | 8-30353 | | | | | PART Ill | | | | | FILING FOR THE PERIOD BEGINNING 01/01/2022 | | FACING PAGE | | Information Required Pursuant to Rules 17a-5, 17a-12, and lBa-7 under the Securities Exchange Act of 1934<br>AND ENDING 12/31/2022 | | | | | MM/DD/VY | | MM/DD/VY | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: Capitol Securities Management, Inc. | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Ii! Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | | | □ Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 4050 lnnslake Dr. Ste 250 | | | | | | | | | (No. and Street) | | | | | | Glen Allen | VA | | 23060 | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | 617-7 49-9944<br>Irina Zubov | | izubov@capitolsecurities.com | | | | | (Name) | (Area Code - Telephone Number) | | | (Email Address) | | | | | 8. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>OHAB AND COMPANY, PA | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 100 E SYBELIAAVE, SUITE 130 MAITLAND | | | FL | 32751 | | | (Address) | | (City) | (State) | (Zip Code) | | | JULY 28, 2004 | | | 1839 | | | | (Date of Registration with PCAOB)(if aDolicable) | | | | (PCAOB ReRistration Number, if applicable) | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent pub"iic | | FOR OFFICIAL USE ONLY | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 | | | | | | **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** 0MB APPROVAL 0MB Number. 3235-0123 Ex…Read the full text as markdown