Full text of CAPITOL SECURITIES MANAGEMENT, INC.'s X-17A-5 filed 2024-03-01 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **\$0/'\*%&/5\*"- UNITED STATES** **SECURmES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMS APPROVAL OMS Number. 3235-0123 Expires: Oct 31, 2023 Estimated **average** burden hours per response: 12 > SEC FILE NUMBER 8-30353 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING 01/01/2023 | | | AND ENDING 12/31/2023 | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----|------------------------------------------------------------|-----------------------|-----------------|------------------------------| | | | MM/DD/YY | | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: Capitol Securities Management, Inc. | | | | | | | TYPE OF REGISTRANT (check all applicable boxes}:<br>D Security-based swap dealer<br>□ Major security-based swap participant<br>@ Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P .0. box no.) | | | | | | | 4050 lnnslake Drive Suite 250 | | | | | | | (No. and Street) | | | | | | | Glen Allen | VA | | | 23060 | | | (City) | | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Irina Zubov | | 617-749-9944 | | | izubov@capitolsecurities.com | | (Name) | | (Area Code - Telephone Number) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• | | | | | | | OHAB & COMPANY, PA | | (Name - if individual, state last, first, and middle name) | | | | | 100 E SYBELIAAVE, SUITE 130 MAITLAND | | | | FL | 32751 | | (Address) | | (City) | | (State) | (Zip Code) | | JULY 28, 2004 | | | 1839 | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collectfon of Information contained In this form are not required to respond unless the form displays a…Read the full text as markdown