Full text of R.M. DUNCAN SECURITIES, INC.'s X-17A-5 filed 2021-08-26 (period 2021-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## hours per response.. . . . . 12.00 ANNUAL AUDITED REPORT FORM X-17A-5 PART III | SEC FILE NUMBER | |-----------------| | 8- | | FACING PAGE<br>Information Required of Brokers and Dealers Pursuant to Section 17 of the<br>Securities Exchange Act of 1934 and Rule 17a-5 Thereunder<br>REPORT FOR THE PERIOD BEGINNING______________________________<br>AND ENDING______________________________<br>MM/DD/YY<br>MM/DD/YY<br>A.<br>REGISTRANT IDENTIFICATION<br>NAME OF BROKER-DEALER:<br>OFFICIAL USE ONLY<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>FIRM I.D. NO.<br>___________________________________________________________________________________________________________________<br>(No. and Street)<br>___________________________________________________________________________________________<br>__________________________<br>(City)<br>(State)<br>(Zip Code) | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | _<br>___________________________________________________________________________________________<br>_________________________<br>(Area Code – Telephone Number) | | B.<br>ACCOUNTANT IDENTIFICATION | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>_____________________________________________________________________________________________________________________ | | (Name – if individual, state last, first, middle name) | | _____________________________________________________________________________________________________________________<br>(Address)<br>(City)<br>(State)<br>(Zip Code) | | CHECK ONE: | | PUBLIC<br>Certified Public Accountant<br>Public Accountant<br>Accou…Read the full text as markdown