Full text of R.M. DUNCAN SECURITIES, INC.'s X-17A-5 filed 2024-08-26 (period 2024-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ## ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING 06/30/24 Filing for the period beginning 07/01/23 MM/DD/YY MM/DD/YY OMB APPROVAL OMB Number: 3235-0123 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-30534 Expires: Nov. 30, 2026 A. REGISTRANT IDENTIFICATION # NAME OF FIRM: R.M. DUNCAN SECURITIES, INC. TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer Check here if respondent is also an OTC derivatives dealer [] Security-based swap dealer | | Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 10201 W. MARKHAM ST SUITE 219 | | INV. allu Jusel | | | | | | |--------------------------------------------------------------------------------------------------|--------------------------------|--------------------------------------------|------------|--|--|--| | ITTLE ROCK | AR | | 72205 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | ROMEO PORTILLO | 501-280-0298 | iportillo@rmds.biz | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Tuttle & Bond, PLLC | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | 2954 Goehmann Lane Fredericksburg TX | | | 78624 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | 03/19/2019 | | 6543 | | | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | | FOR OFFICIAL USE ONLY | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ ## OATH OR AFFIRMATION | | swear (or affirm) that, to the best of my knowledge and belief, the<br>Randall Duncan | | | | | |--|--------…Read the full text as markdown