Full text of GILL CAPITAL PARTNERS, LLC's X-17A-5 filed 2022-03-10 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  GILL CAPITAL PARTNERS, LLC SUBSIDIARY OF OBW, LLC FINANCIAL STATEMENTS DECEMBER 31, 2021 Member FINRA - SIPC {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 01/01/21 AND ENDING 12/31/21 ---------- ---------- MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Gill Capital Partners, LLC TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 600 S. Cherry St., Suite 800 (No. and Street) Denver co (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 80246 (Zip Code) Leslie Rojas (303) 296-6260 lrojas@gillinvest.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Spicer Jeffries LLP 4601 OTC Blvd, Suite 700 (Address) 10/20/2003 (Name - if individual, state last, first, and middle name) Denver (City) 349 co (State) 80237 (Zip Code) **FOR OFFICIAL USE ONLY (PCAOB ReglstcaUoo Nern bee, If appllca ble)** I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Leslie Rojas | | swear (or affirm) that, to the best of my knowledge and belief, the | | | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------…Read the full text as markdown