GILL CAPITAL PARTNERS, LLC X-17A-5 (2023-03-30) — Broker-dealer annual report

Full text of GILL CAPITAL PARTNERS, LLC's X-17A-5 filed 2023-03-30 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ ![](_page_0_Picture_0.jpeg) GILL CAPITAL PARTNERS, LLC SUBSIDIARY OF OBW, LLC FINANCIAL STATEMENTS DECEMBER 31, 2022 Member FINRA - SIPC {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING\_12/31/2022 1/1/2022 FILING FOR THE PERIOD BEGINNING MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Gill Capital Partners, LLC TYPE OF REGISTRANT (check all applicable boxes): Z Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 600 S. Cherry St., Suite 800 (No. and Street) Denver, CO 80246 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Leslie Rojas (303) 296-6260 Irojas@gillinvest.com (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Spicer Jeffries LLP (Name - if individual, state last, first, and middle name) 4601 DTC Blvd, Suite 700 Denver CO 80237 (Address) (City) (State) (Zip Code) 10/20/2003 349 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ #### OATH OR AFFIRMATION | Leslie Rojas | tinancial report pertaining to the firm of Gill Capital Partners, LLC | swear (or affirm) that, to the best of my knowledge and belief, the<br>as of | | | | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------|-…

Read the full text as markdown

Other filings by this registrant

Original filing on SEC EDGAR (source of record)