Full text of FIRST LIBERTIES SECURITIES, INC.'s X-17A-5 filed 2025-09-29 (period 2025-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ OMB APPROVAL UNITED STATES OMB Number: 3235-0123 SECURITIES AND EXCHANGE COMMISSION Expires: Nov. 30. 2026 Washington, D.C. 20549 Estimated average burden hours per response: 12 ANNUAL REPORTS SEC FILE NUMBER FORM X-17A-5 8-30673 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 07/01/2024 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: First Liberties Securities, INC. D/B/A First Liberties Financial TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 2915 N. BOULEVARD, SUITE A (No. and Street) TAMPA FL 33602 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Hilary Bergman (917) 639-5456 hbergman@firstlibertiesfinancial.com (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Nawrocki Smith, LLP (Name - if individual, state last, first, and middle name) 100 Motor Parkway, Suite 580 Hauppauge NY 11788 (Address) (City) (State) (Zip Code) 03/04/2009 3370 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ ### OATH OR AFFIRMATION s and belief, and and and a swear (or affirm) that, to the best of my knowledge and belief, the I. Hilary Bergman financial report pertaining to the firm of First Liberties Financial as of 6/30 , 2 025 \_ is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of a customer. Signature: Title: CFO Notary Public # This filing\*\* contains (check all applicable boxes): - (a) Statement of financial condition. - (b)…Read the full text as markdown