Full text of FIRST LIBERTIES SECURITIES, INC.'s X-17A-5 filed 2024-10-09 (period 2024-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | OMB APPROVAL | |---------------------------| | OMB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response:<br>12 | | | | U-UVUIV | |-------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------| | | PART III | | | | FACING PAGE | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | ING FOR THE PERIOD BEGINNING 07/01/23 | | AND ENDING U6/30/24 | | | MM/DD/YY | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | ME OF FIRM: | | FIRST LIBERTIES SECURITIES, INC. D/B/A FIRST LIBERTIES FINANCIAL | | PE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | | | DRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | 5150 PRESTON ROAD, SUITE 300 | | | | | (No. and Street) | | | ALLAS | X | 75248 | | (City) | (State) | (Zip Code) | | RSON TO CONTACT WITH REGARD TO THIS FILING | | | | ILARY BERGMAN | (917) 639-5457 | hbergman@firstlibertiesfinancial.com | | me) | (Area Code - Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | DEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>AWROCKI SMITH, LLP | | | | | (Name - if individual, state last, first, and middle name) | | | 00 Motor Parkway, Suite 580 Hauppauge | | NY<br>11788 | | dress) | (City) | (State)<br>(Zip Code) | | 3/04/2009 | | 3370 | | te of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | {1}------------------------------------------------ # OATH OR AFFIRMATION | | | HILARY BERGMAN | | |--|--|----------------|--| | | | | | 1, HILARYBERGMAN swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of FIRST LIBERTIES SECURITIES, INC., D/B/A FIRST UBERTIES FINANCIAl as of 6/30 2~ Is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary Interest In any account classified solely as that of a customer.  -------------------- --- ------~…Read the full text as markdown