Full text of INVESTMENT PLACEMENT GROUP's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ INVESTMENT PLACEMENT GROUP REPORT PURSUANT TO SEC RULE 17a-5(d) FINANCIAL STATEMENTS YEAR ENDED DECEMBER 31, 2022 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires : Oct. 31, 2023 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-30700 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01/2022** MM/DD/VY AND ENDING **12/31/2022** MM/DD/VY **A. REGISTRANT IDENTIFICATION** # NAMEOFFIRM: INVESTMENT PLACEMENT GROUP TYPE OF REGISTRANT (check all applicable boxes): [!) Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer D Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 350 TENTH AVENUE SUITE# 1150 | | (No. and Street) | | | | | |------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------------|-----------------------------------------------|--|--| | SAN DIEGO | CA | | 92101 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | MARTHA E SOTO-ACEVES | 6193261250 | martha@ipgsd.com | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | MARCUM, LLP | (Name - if individual, state last, first, and middle name) | | | | | | NINE PARKWAY NORTH SUITE 200 | DEERFIELD | ILL | 60015 | | | | (Address) | {City) | (State) | (Zip Code) | | | | 10/16/2003 | | 688 | | | | | rte of Reg;stratlo, with PCAOB)l;f appUcableJ | | | I<br>(PCAOB Reglmatlo, N"mbec, If applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control numbe…Read the full text as markdown