Full text of INVESTMENT PLACEMENT GROUP's X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ INVESTMENT PLACEMENT GROUP REPORT PURSUANT TO SEC RULE 17a-5(d) FINANCIAL STATEMENTS YEAR ENDED DECEMBER 31, 2023 {1}------------------------------------------------ | UNITED STATES | |------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | | Washington, D.C. 20549 | # ANNUAL REPORTS FORM X-17A-5 # hours per response: 12 SEC FILE NUMBER 8-30700 OMB APPROVAL OM8 Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden # PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/2023 AND ENDING MM/DD/YY MM/DD/YY 131/2023 A. REGISTRANT IDENTIFICATION # NAME OF FIRM: INVESTMENT PLACEMENT GROUP TYPE OF REGISTRANT (check all applicable boxes): [ Broker-dealer | | Security-based swap dealer | | Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 501 WEST BROADWAY SUITE 1350 | | B. ACCOUNTANT IDENTIFICATION | | | | | |----------------------------------------------|--------------------------------|-----------------|--|--|--| | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | MARTHA E SOTO-ACEVES | martha@ipgsd.com | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | (City) | (State) | (Zip Code) | | | | | SAN DIEGO | CA | 92101 | | | | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | |-----------------------------------------------------------------------------------------------|------------------------------------------------------------|---------|-------------------------------------------|--|--| | NINE PARKWAY NORTH SUITE 200 | DEERFIELD | 11 1 | 60015 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 10/16/2003 | | 688 | | | | | (Date of Registration with PCAOB)(if applicable) | | | PCAOB Registration Number, if applicable} | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | " Claims for exemption from the requirement that the annual reports of an independent public. | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(c)(1)(li), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a curren…Read the full text as markdown