Full text of POTOMAC INVESTMENT COMPANY's X-17A-5 filed 2026-03-11 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ 3/11/26, 7:04 PM edgarfiling.sec.gov/submitX17A5Form.html?action=print #### **Form X-17A-5 Filer Information UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** **OMB APPROVAL** **OMB Number: 3235-0123, 3235-0749** **Estimated average burden hours per response: 12.00** **FORM X-17A-5** **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** **ANNUAL AUDITED REPORT Form X-17A-5 Part III** # **X-17A-5: Filer Information** | Filer CIK | 0000732687 | |--------------------------------------------------------------------------------|----------------------| | Filer CCC | U9lOIxX# | | Is this a LIVE or TEST Filing? | LIVE<br>TEST | | Would you like a Return Copy? | | | Is this an electronic copy of an official<br>filing submitted in paper format? | | | Confirming Broker Dealer Copy File<br>Number | | | Confirming Security-Based Swap Entity<br>Copy File Number | | | Submission Contact Information | | | Name | Zachary Moss | | Phone | 2026966080 | | E-Mail Address | zachmoss0@icloud.com | | Notification Information | | | Notify via Filing Website only? | | | Notification E-mail Address | zachmoss0@icloud.com | | | | # **X-17A-5: Submission Information** | Report for the Period Beginning | 01-01-2025 | | | |---------------------------------|------------------------|-------------------------------|------------------------------------------| | and Ending | 12-31-2025 | | | | Type of Registrant | Broker-dealer | Security-based swap<br>dealer | Major security-based swap<br>participant | | | OTC derivatives dealer | | | | Material Weakness | | | | Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses? Yes No # **X-17A-5: A. Registrant Identification** | Name of Firm | POTOMAC INVESTMENT COMPANY | | |------------------------------------------------------------------|----------------------------|--| | Address of Principal Place of Business (Do not use P.O. Box No.) | | | | Address 1 | 1221 JEBBER LOOP | | | City | THE VILLAGES | | | State/Country | FLORIDA | | | Mailing Zip/ Portal Code | 32162 | | ### *Name and Telephone Number of Person to Contact in Regard to this Report* https://www.edgarfiling.sec.gov/submitX17A5Form.html?action=print 1/2 {1}------------------------------------------------ Name Carol Greenwald Telephone Number 24…Read the full text as markdown