ALLIANCEBERNSTEIN INVESTMENTS, INC. X-17A-5 (2019-02-28) — Broker-dealer annual report

Full text of ALLIANCEBERNSTEIN INVESTMENTS, INC.'s X-17A-5 filed 2019-02-28 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: ALLIANCEBERNSTEIN INVESTMENTS, INC.
• Form: X-17A-5
• Filed: 2019-02-28
• Period: 2018-12-31
• Accession: 0000732760-19-000003
• CIK: 732760
• File #: 8-30851
• Material weakness: No
• Auditor: PwC
• Auditor location: New York, NY
• Contact: Timothy J Dwyer
• Phone: 9149933266
• Signed by: Gary Kruger (Chief Financial Officer)

Document text (excerpt)

X-17A-5 0000732760 XXXXXXXX LIVE false false false 01-01-2018 12-31-2018 Broker-dealer N ALLIANCEBERNSTEIN INVESTMENTS, INC. 1345 AVENUE OF THE AMERICAS NEW YORK NY 10105-0096 Timothy J Dwyer 9149933266 PwC 300 Madison Avenue New York NY 10017 Certified Public Accountant Gary Kruger ALLIANCEBERNSTEIN INVESTMENTS, INC. 02-28-2019 Gary Kruger Chief Financial Officer Y

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• X-17A-5 — 2016-02-26
• X-17A-5 — 2015-03-02
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Original filing on SEC EDGAR (source of record)