Full text of ALLIANCEBERNSTEIN INVESTMENTS, INC.'s X-17A-5 filed 2025-02-28 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # AllianceBernstein Investments, Inc. (an indirect wholly-owned subsidiary of AllianceBernstein L.P.) Financial Statements and Supplementary Schedules December 31, 2024 (With Independent Registered Public Accounting Firm's Report Thereon) These financial statements and supplementary schedules are deemed confidential pursuant to subparagraph (e)(3) of Rule 17a-5 of the Securities Exchange Act of 1934 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 > ANNUAL REPORTS FORM X-17A-5 PART III OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 sec file number 8-52942 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING 01/01/24 | | AND ENDING 12/31/24 | | | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------------------|-----------------|--------------------------------------------| | | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: AllianceBernstein Investments, Inc. | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>A Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | _ Security-based swap dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 501 Commerce Street | | | | | | | (No. and Street) | | | | | Nashville | TN | | 37203 | | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Melina Heldic | 270-996-7909 | | | melina.heldic@alliancebernstein.com | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>PricewaterhouseCoopers LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 300 Madison Ave | New York | | NY | 10017 | | (Address) | (City) | | (State) | (Zip Code) | | October 20, 2003 | | | 238 | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | * Claims for exemption from the requirement that the annual reports of an independent public | FOR OFFIC…Read the full text as markdown