TCW FUNDS DISTRIBUTORS LLC X-17A-5 (2017-02-27) — Broker-dealer annual report

Full text of TCW FUNDS DISTRIBUTORS LLC's X-17A-5 filed 2017-02-27 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: TCW FUNDS DISTRIBUTORS LLC
• Form: X-17A-5
• Filed: 2017-02-27
• Period: 2016-12-31
• Accession: 0000737259-17-000001
• CIK: 737259
• File #: 8-31114
• Material weakness: No
• Auditor: Anthony Berbiglia
• Auditor location: Los Angeles, CA
• Contact: James Krause
• Phone: 213-244-1065
• Signed by: James Krause (Chief Financial Officer)

Document text (excerpt)

X-17A-5 0000737259 XXXXXXXX LIVE true false false 01-01-2016 12-31-2016 Broker-dealer N TCW FUNDS DISTRIBUTORS LLC 865 S. FIGUEROA ST. SUITE 1800 LOS ANGELES CA 90017 James Krause 213-244-1065 Anthony Berbiglia 555 West 5th Street Suite 2700 Los Angeles CA 90013 Certified Public Accountant James Krause TCW FUNDS DISTRIBUTORS LLC 02-24-2017 James Krause Chief Financial Officer Y

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• X-17A-5 — 2019-02-28
• X-17A-5 — 2018-03-01
• X-17A-5 — 2016-02-26
• X-17A-5 — 2015-03-02
• X-17A-5 — 2014-02-28

Original filing on SEC EDGAR (source of record)