TCW FUNDS DISTRIBUTORS LLC X-17A-5 (2020-02-27) — Broker-dealer annual report

Full text of TCW FUNDS DISTRIBUTORS LLC's X-17A-5 filed 2020-02-27 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: TCW FUNDS DISTRIBUTORS LLC
• Form: X-17A-5
• Filed: 2020-02-27
• Period: 2019-12-31
• Accession: 0000737259-20-000001
• CIK: 737259
• File #: 8-31114
• Material weakness: No
• Auditor: DELOITTE & TOUCHE LLP
• Auditor location: LOS ANGELES, CA
• Contact: JIM KRAUSE
• Phone: 213-244-1065
• Signed by: JAMES G. KRAUSE (Chief Financial Officer)

Document text (excerpt)

X-17A-5 0000737259 XXXXXXXX LIVE false false false 01-01-2019 12-31-2019 Broker-dealer N TCW FUNDS DISTRIBUTORS LLC 865 S. FIGUEROA ST. SUITE 1800 LOS ANGELES CA 90017 JIM KRAUSE 213-244-1065 DELOITTE & TOUCHE LLP 555 W. 5TH STREET LOS ANGELES CA 90013 Certified Public Accountant JAMES G. KRAUSE TCW FUNDS DISTRIBUTORS LLC 12-31-2019 James G. Krause Chief Financial Officer Y

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• X-17A-5 — 2016-02-26
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Original filing on SEC EDGAR (source of record)