Full text of R. SEELAUS & CO., LLC's X-17A-5 filed 2023-03-22 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### R. SEELAUS & CO., LLC ANNUAL AUDITED REPORT FORM X-17A-5 PART III #### SEC FILE NO. 8-31475 FOR THE YEAR ENDED DECEMBER 31, 2022 (With Report of Independent Registered Public Accounting Firm)  {1}------------------------------------------------ | ours per response: 12 | | |-----------------------|--| | SEC FILE NUMBER | | | 2 21175 | | | 20 Maill of., Suite SUU | | | | |-------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------------------|------------| | | (No. and Street) | | | | Chatham | NJ | | 07928 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Anneliese Mitnick | 908-273-3011 | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>DeMarco Sciaccotta Wilkens & Dunleavy, LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | | 20646 Abbey Woods Ct. N, Ste. 201 Frankfort | | = | 60423 | | (Address) | (City) | (State) | (Zip Code) | | 12/21/2010 | | 5376 | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | {2}------------------------------------------------ - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------ # R. SEELAUS & CO., LLC ### TABLE OF CONTENTS | | PAGE NO. | |--------------------------------------------------------------------------------------------------------------------------------|----------| | REPORT OF INDEPENDENT REGISTERED PUBLIC<br>ACCOUNTING FIRM | 1 | | FINANCIAL STATEMENTS: | | | Statement of Financial Condition | 2 | | Statement of Income | 3 | | Statement of Changes in Member's Equity | 4 | | Statement of Changes in Subordinated Borrowings | 5 | | Statement of Cash Flows | 6 | | Notes to Financial Statements | 7-17 | | SUPPLEMENTAL INFORMATION: | | | Supplemental Information Page | 18 | | Schedule I – Computation of Net Capital and required Net Capital<br>under Rule 15c3-1of the Securities and Exchange Commission | 19 | | OTHER REPORTS: | | | Report of Independent Registered Public Accounting Firm<br>Exemption Report under Rule 17a-5 | 20-21 | {4…Read the full text as markdown