Full text of R. SEELAUS & CO., LLC's X-17A-5 filed 2024-03-12 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### R. SEELAUS & CO., LLC #### ANNUAL AUDITED REPORT FORM X-17A-5 PART III #### SEC FILE NO. 8-31475 #### FOR THE YEAR ENDED DECEMBER 31, 2023 (With Report of Independent Registered Public Accounting Firm) {1}------------------------------------------------ {2}------------------------------------------------ | Anneliese Mitnick | swear (or affirm) that, to the best of my knowledge and belief, the | |------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------| | financial report pertaining to the firm of R. Seelaus & Co., LLC | as of | | 12/31 | 2 023 | | | partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely | | as that of a customer. | | | ANC | | | | · Signatura · | | | | LE MCFARLANE | | |---------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------|--| | | FRY PUBLIC | SHOUSES UN E KOIRES JUNE 30TH 2027 | | | | Commendon Company Company Company Company Company Company Company Company Company Company Company Company Company Company Company Company Company Company Company Company Comp | | | | | | | | | Notary Public | | | | | | | | | - - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------ # R. SEELAUS & CO., LLC ## TABLE OF CONTENTS | | PAGE NO. | |------------------------------------------------------------|----------| | REPORT OF INDEPENDENT REGISTERED PUBLIC<br>ACCOUNTING FIRM | 1 | | FINANCIAL STATEMENTS: | | | Statement of Financial Condition | 2 | | Notes to Financial Statements | 3-13 | {4}------------------------------------------------  #### REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Board of Directors R. Seelaus & Co., LLC #### **Opinion on the Financial Statement** We have audited the accompanying statement of financial condition of R. Seelaus & Co., LLC (the "Company") as of December 31, 2023, and the related notes (collectively referred to as the "financial statement"). In our opinion, the financial statement presents fairly, in all material respects, the financial position of R. Seelaus & Co., LLC as of December 31, 202…Read the full text as markdown