Full text of FIRST BANKERS' BANC SECURITIES, INC's X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ FIRST BANKERS' BANC SECURITIES, INC. STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2021 {1}------------------------------------------------ # FIRST BANKERS' BANC SECURITIES, INC. TABLE OF CONTENTS YEAR ENDED DECEMBER 31, 2021 | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | | |---------------------------------------------------------|---|--| | | | | | FINANCIAL STATEMENT | | | | STATEMENT OF FINANCIAL CONDITION | 2 | | | NOTES TO STATEMENT OF FINANCIAL CONDITION | 3 | | | | | | {2}------------------------------------------------  CliftontarsonAllen LIP 301 Southwest Adams Street, Suite 1000 Peoria, IL 61602 phone 309-671-4500 fax 309.671 4508 ClAconnect.com #### REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Board of Directors and Stockholder First Bankers,Bane Securities, Inc. St. Louis, Missouri #### Opinion on the Financial Statement We have audited the accompanying statement of financial condition of First Bankers' Banc Securities, Inc, (the Company) as of December 31, 2021, and the related notes (collectively referred to as the 'financial statement"), In our opinion, the financial statement presents fairly, in all material respects, the financial position of the Company as of December 31, 2021, in conformity with accounting principles generally accepted in the United States of America. ### Basis for Opinion This financial statement is the responsibility of the Company's management, Our responsibility is to express an opinion on the Company's financial statement based on our audit. We are a public accounting firm registered with the Public. Company. Accounting Oversight Board (United States) (PCAOB) and are required to be independent with respect to the Company in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB, We conducted our audit in accordance with the standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statement is free of material misstatement, whether due to error or fraud. Our audit included perfornling procedures to assess the risks of material misstatement of the financial statement, whether due to error or fraud, and performing procedures that respond to those risks. Such procedures included examining, on a test basis, evidence regarding the amounts and die…Read the full text as markdown