Full text of FIRST BANKERS' BANC SECURITIES, INC's X-17A-5 filed 2026-03-23 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ FIRST BANKERS' BANC SECURITIES, INC. (SEC I.D. NO. 8-31584) FINANCIAL STATEMENTS AND SUPPLEMENTAL INFORMATION DECEMBER 31, 2025 C O N F I D E N T I A L {1}------------------------------------------------ #### FIRST BANKERS' BANC SECURITIES, INC. (SEC I.D. NO. 8-31584) FINANCIAL STATEMENTS DECEMBER 31, 2025 This report is deemed CONFIDENTIAL in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934. A statement of financial condition bound separately has been filed with the Securities and Exchange Commission simultaneously herewith as a public document. {2}------------------------------------------------ #### FIRST BANKERS' BANC SECURITIES, INC. TABLE OF CONTENTS DECEMBER 31, 2025 | UNITES STATES SECURITIES AND EXCHANGE COMMISSION'S ANNUAL<br>AUDITED REPORT – FORM X-17A-5 – PART III | | |-------------------------------------------------------------------------------------------------------|----| | FACING PAGE | i | | OATH OR AFFIRMATION | ii | | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | 1 | | FINANCIAL STATEMENTS | | | STATEMENT OF FINANCIAL CONDITION | 2 | | STATEMENT OF INCOME | 3 | | STATEMENT OF CHANGES IN STOCKHOLDER'S EQUITY | 4 | | STATEMENT OF CASH FLOWS | 5 | | STATEMENT OF CHANGES IN LIABILITIES SUBORDINATED<br>TO CLAIMS OF GENERAL CREDITORS | 6 | | NOTES TO FINANCIAL STATEMENTS | 7 | | SUPPLEMENTAL INFORMATION | | | SCHEDULE I - COMPUTATION OF NET CAPITAL UNDER RULE 15C3-1 | 23 | {3}------------------------------------------------ | SECURITIES AND EXCHANGE COMMISSION | OMB APPROVAL<br>OMB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response: 12 | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------|---------|--------------------------------------------| | | SEC FILE NUMBER | | | | | FORM X-17A-5 | | 8-31584 | | | PART III | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>FILING FOR THE PERIOD BEGINNING 01/01/2025 AND ENDING 12/31/2025 | FACING PAGE<br>MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: First Bankers' Banc Securities, Inc. | | | | | TYPE OF REGISTRANT (check all applic…Read the full text as markdown