Full text of CION SECURITIES, LLC's X-17A-5 filed 2025-03-03 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # STATEMENT OF FINANCIAL CONDITION CION Securities, LLC (A wholly-owned subsidiary of CION Investment Group, LLC) Year Ended December 31, 2024 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ Year Ended December 31, 2024 #### Contents | Facing Page and Oath or Affirmation | | |--------------------------------------------------------------|--| | Report of Independent Registered Public Accounting Firm<br>1 | | #### Financial Statements | Statement of Financial Condition<br>2 | | |------------------------------------------------|--| | Notes to Statement of Financial Condition<br>3 | | {2}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ## ANNUAL REPORTS FORM X-17A-5 PART III | SEC FILE NUMBER | | |-----------------|--| | 8-32283 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING 12/31/2024 FILING FOR THE PERIOD BEGINNING 01/01/2024 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: CION Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): 回 Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 100 Park Avenue, 25th Floor (No. and Street) New York 10017 NY (Zip Code) (State) (City) PERSON TO CONTACT WITH REGARD TO THIS FILING 646-845-2572 Jodi Hopkinson jhopkinson@cioninvestments.com (Email Address) (Area Code - Telephone Number) (Name) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* RSM US LLP (Name – if individual, state last, first, and middle name) 10036 NY 4 Times Square, 151 West 42nd Street, 19th Floor New York (Zip Code) (City) (State) (Address) 9/24/2003 49 (PCAOB Registration Number, if applicable) (Date of Registration with PCAOB)(if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in th…Read the full text as markdown