Full text of CION SECURITIES, LLC's X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # STATEMENT OF FINANCIAL CONDITION CION Securities, LLC (A wholly-owned subsidiary of CION Investment Group, LLC) Year Ended December 31, 2025 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ Year Ended December 31, 2025 #### Contents | Facing Page and Oath or Affirmation | | |--------------------------------------------------------------|--| | Report of Independent Registered Public Accounting Firm<br>1 | | #### Financial Statements | Statement of Financial Condition<br>2 | | |------------------------------------------------|--| | Notes to Statement of Financial Condition<br>3 | | {2}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III | SEC FILE NUMBER | | |-----------------|--| | 8-32783 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING 12/31/2025 filing for the period beginning 01/01/2025 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: CION Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): □ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 100 Park Avenue, 25th Floor | | (No. and Street) | | | | |--------------------------------------------------|-----------------------|------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--| | | NY | | 10017 | | | (City)<br>(State) | | | (Zip Code) | | | | | | | | | | | | jhopkinson@cioninvestments.com | | | | | (Email Address) | | | | | | | | | | | | | | | | 4 Times Square, 151 West 42nd Street, 19th Floor | New York | NY | 10036 | | | | (City) | (State) | (Zip Code) | | | | | 49 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING<br>646-845-2572<br>(Area Code…Read the full text as markdown