Full text of KENNETH, JEROME & CO.,INC.'s X-17A-5 filed 2022-06-22 (period 2022-04-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE SEC FILE NUMBER 8-32361 MM/DD/YY Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 05/01/2021 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ A. REGISTRANT IDENTIFICATION NAME OF FIRM: Kenneth, Jerome & Co., Inc. TYPE OF REGISTRANT (check all applicable boxes): | Broker-dealer | | | | Security-based swap dealer | | | Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 215 Ridgedale Ave. | | | | | | | |----------------------------------------------------------------------------------------------|--------------|------------------------------------------------------------|-----------------------------|--------------------------------------------|--|--| | | | (No. and Street) | | | | | | | Florham Park | | | 07932 | | | | (City) | | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Robert L. Kaplon, President | | 973-966-6669 | bobkaplon@kennethjerome.com | | | | | (Name) | | (Area Code - Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | Michael T Remus CPA | | (Name - if individual, state last, first, and middle name) | | | | | | | | | NJ | 08690 | | | | PO Box 2555 | | Hamilton Square | | | | | | (Address) | | (City) | (State) | (Zip Code) | | | | 02/23/2010 | | | 3598 | | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports of an independent public | | | | | | | Claims for exemption from the requirent that the annual reports be cover see basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. CFR 240.17a-5(e)(2)(ii), if applicable. Persons who are to respond to the collection of information con…Read the full text as markdown