KENNETH, JEROME & CO.,INC. X-17A-5 (2023-07-18) — Broker-dealer annual report

Full text of KENNETH, JEROME & CO.,INC.'s X-17A-5 filed 2023-07-18 (period 2023-04-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ | OMB APPROVAL | | |---------------------------|--| | OMB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response:<br>12 | | | SEC FILE NUMBER | | |-----------------|--| | 8-32361 | | | | (No. and Street) | | |--------------|------------------|------------| | Florham Park | NJ | 07932 | | (City) | (State) | (Zip Code) | | Robert L. Kaplon, President<br>(Name) | 973-966-6669 | bobkaplon@kennethjerome.com<br>(Email Address) | | |---------------------------------------------------------------------------|------------------------------------------------------------|------------------------------------------------|-----------| | | (Area Code - Telephone Number) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | Michael T Remus CPA | | | | | | (Name - if individual, state last, first, and middle name) | | | | PO Box 2555 | Hamilton Square | NJ | 08690 | | (Addroce) | (Citil | /C+ntn) | 17:n Cado | | Audi CSS) | (CILY) | | |-----------|--------|-----| | 2/23/2010 | | 356 | | | | | | Date of negistration with Perodom applicable | | |----------------------------------------------|--| |----------------------------------------------|--| {1}------------------------------------------------ ### **OATH OR AFFIRMATION** | I | | |---|--| | | | , Robert Kaplon swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of Kenneth, Jerome & Co., Inc. as of April 30 2023, is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietarv. erest in any account classified solely as that of a customer. ![](_page_1_Figure_5.jpeg) ### Notary Pvbl-k ### **This filing\*\* contains (check all applicable boxes):** - ii (a) Statement of financial condition. - D (b) Notes to consolidated statement of financial condition. - ii (c) Statement of income (loss) or, if there is other comprehensive income in the period(s) presented, a statement of comprehensive income (as defined in§ 210.1-02 of Regulation S-X). - ii (d) Statement of cash flows. - !!!!!I (e) Statement of changes in stockholders' or partners' or sole proprietor's equity. - D (f) Statement of changes in liabilities subordinated to claims of creditors. - ii (g) Notes to consolidated financial statements.…

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