Full text of MOODY CAPITAL SOLUTIONS, INC.'s X-17A-5 filed 2021-03-31 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C., 20549 ANNUAL AUDITED REPORT FORM X-17A-5 PART 111 | OMB APPROVAL | | | | | | | |----------------------------|--|--|--|--|--|--| | OMB Number:<br>275-0122 | | | | | | | | October 31, 2021<br>Expres | | | | | | | | Estimated average burden | | | | | | | | hours per response 12.00 | | | | | | | | | | | | | | | SEC FILE NUMBER 8. 32928 FACING PAGE Information Required of Brokers and Bealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | 01/01/20<br>AND ENDING<br>AMODIYY | | | | |----------------------------------------------------------------------------------------------|-------------------------------------------------------|---------|--------------------------------------------------|--| | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: | | | OFFICIAL USE ONLY | | | Moody Capital Solutions, Inc. | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | 2458 Dunkerrin Lane | | | | | | | (No, and Street) | | | | | Allanta | GA | | 30360 | | | (Caty ) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Robert Rosenstein | | | (770) 377-3556<br>(Area Code - Telephone Numher) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in the Report*<br>Rubio CPA, PC | | | | | | | (Name - if indressant store last, forst, middle name) | | | | | 2727 Paces Ferry Rd SE. Ste 2-1680 | Atlanta | Georgia | 303 39 | | | (Address) | (City) | (Start) | (Zip Code) | | | CHECK ONE: | | | | | | Certified Public Accountant | | | | | | Public Accountant | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | \* 'lums for exemplion from the requrement that the ennual report be covered by the excition of an independent public accountant must he supported in u statement of facts and circumstances relied an as the basis for the exemption. See Section 240, 17a-5(0) 2) > Potential persons who are to respond to the collection of intormation contained in this form are not required to respond SEC 1410 (11-05) {1}------------------------------------------------ ## OATH OR AFFIRMATION | | Robert Rosenstein | , swear (or affir…Read the full text as markdown