Full text of MOODY CAPITAL SOLUTIONS, INC.'s X-17A-5 filed 2026-05-04 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # | 8-32928 | | |---------|--| 01/01/2025 12/31/2025 Moody Capital Solutions, Inc. ■ 12807 Doe Drive Alpharetta GA 30004 Robert Rosenstein (770) 377-3556 rrosenstein@moodycapital.com Ohab and Company, PA 100 E. Sybelia Avenue, Suite 130 Maitland FL 32751 07/28/2004 1839 {1}------------------------------------------------ ### OATH OR AFFIRMATION I. Robert Rosenstein swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of Moody Capital Solutions, Inc. ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------ 12/31 2 025 \_ is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of a customer. Signature: Robert Rosenstein Title · President # This filing\*\* contains (check all applicable boxes): - (a) Statement of financial condition. - □ (b) Notes to consolidated statement of financial condition. - | (c) Statement of income (loss) or, if there is other comprehensive income in the period(s) presented, a statement of comprehensive income (as defined in § 210.1-02 of Regulation S-X). - @ (d) Statement of cash flows. - = (e) Statement of changes in stockholders' or partners' or sole proprietor's equity. - O (f) Statement of changes in liabilities subordinated to claims of creditors. - (g) Notes to consolidated financial statements. - [h) Computation of net capital under 17 CFR 240.15c3-1 or 17 CFR 240.18a-1, as applicable. - O (i) Computation of tangible net worth under 17 CFR 240.18a-2. - O (j) Computation for determination of customer reserve requirements pursuant to Exhibit A to 17 CFR 240.15c3-3. - □ (k) Computation for determination of security-based swap reserve requirements pursuant to Exhibit B to 17 CFR 240.15c3-3 or Exhibit A to 17 CFR 240.18a-4, as applicable. - [ (1) Computation for Determination of PAB Requirements under Exhibit A to § 240.15c3-3. - □ (m) Information relating to possession or control requirements for customers under 17 CFR 240.15c3-3. - [1] Information relating to possession or control requirements for security-based swap customers under 17 CFR 240.15c3-3(p)(2) or 17 CFR 240.18a-4, as applicable. - □ (o) Reconciliations, including appropriate explana…Read the full text as markdown