STERN BROTHERS & CO. X-17A-5 (2017-02-24) — Broker-dealer annual report

Full text of STERN BROTHERS & CO.'s X-17A-5 filed 2017-02-24 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

X-17A-5 0000764650 XXXXXXXX LIVE true false false 01-01-2016 12-31-2016 Broker-dealer N STERN BROTHERS & CO. 8000 MARYLAND AVE. SUITE 800 ST. LOUIS MO 63105-3911 Karen Warren 314-727-5519 Crowe Horwath LLP 488 Madison Avenue Floor 3 New York NY 10022 Certified Public Accountant Peggy Finn STERN BROTHERS & CO. 12-31-2016 Peggy Finn Chairperson and Chief Executive Officer Y

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