STERN BROTHERS & CO. X-17A-5 (2020-11-24) — Broker-dealer annual report

Full text of STERN BROTHERS & CO.'s X-17A-5 filed 2020-11-24 (period 2020-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

X-17A-5 0000764650 XXXXXXXX LIVE true false false 10-01-2019 09-30-2020 Broker-dealer N STERN BROTHERS & CO. 8000 MARYLAND AVE. SUITE 800 ST. LOUIS MO 63105-3911 Jason Miriani 314-727-5519 Crowe LLP 485 Lexington Avbe, Floor 11 New York NY 10017 Certified Public Accountant Peggy Finn STERN BROTHERS & CO. 11-23-2020 Peggy Finn Chairperson and Chief Executive Officer Y

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