Full text of FIRST FINANCIAL EQUITY CORPORATION's X-17A-5/A filed 2021-03-03 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### FIRST FINANCIAL EQUITY CORPORATION FINANCIAL STATEMENTS AND SUPPLEMENTARY INFORMATION Year Ended December 31, 2020 {1}------------------------------------------------ #### FIRST FINANCIAL EQUITY CORPORATION TABLE OF CONTENTS Page | Annual Audited Report Form X-17A-5 Part III | 3 | |-------------------------------------------------------------------------------------------------------------------------------------------------------|----| | Report of Independent Registered Public Accounting Firm | 5 | | Financial Statements | | | Statement of<br>Financial Condition | 6 | | Statement of Operations | 7 | | Statement of Changes in Stockholders'<br>Equity | 8 | | Statement of Cash Flows | 9 | | Notes to the Financial Statements | 10 | | Supplemental Information | | | Schedule of Computation of Net Capital Under<br>SEC Rule 15c3-1 | 19 | | Computation for Determination of Reserve Requirement Under Rule 15c3-3<br>(Exemption) and Information for Possession or Control Requirements<br>Under | | | Rule 15c3-3 (Exemption) of the Securities and Exchange Commission | 20 | | Exemption Report Review | 21 | | Exemption Report | 22 | {2}------------------------------------------------ | report for the period beginning 01/01/20 | | AND ENDING 12/31/20 | | | |--------------------------------------------------------------------------------------------------------|--------------------------------------------------------|---------------------|--------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | name of broker-dealer: FIRST FINANCIAL EQUITY CORPORATION | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | 7373 N SCOTTSDALE RD, STE D-120 | | | | | | | (No. and Street) | | | | | SCOTTSDALE | A7 | | 85253 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>ANDREW SITZMAN 480-951-0079 | | | | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | SEMPLE, MARCHAL & COOPER, LLP | | | | | | | (Name - if individual, state last, first, middle name) | | | | | 3101 N CENTRAL AVE, STE 1600 PHOENIX | | AZ | 85012 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | Certified Public Accountant | | | | | | Publi…Read the full text as markdown