Full text of FIRST FINANCIAL EQUITY CORPORATION's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### FIRST FINANCIAL EQUITY CORPORATION FINANCIAL STATEMENTS AND SUPPLEMENTARY INFORMATION Year Ended December 31, 2021 {1}------------------------------------------------ #### FIRST FINANCIAL EQUITY CORPORATION TABLE OF CONTENTS | | Page | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------| | Annual Audited Report Form X-17A-5 Part III | 3 | | Report of Independent Registered Public Accounting Firm | 5 | | Financial Statements | | | Statement of Financial Condition | 6 | | Statement of Operations | 7 | | Statement of Changes in Stockholders' Equity | 8 | | Statement of Cash Flows | 9 | | Notes to the Financial Statements | 10 | | Supplemental Information | | | Schedule of General and Administrative Expenses | 20 | | Schedule of Computation of Net Capital Under SEC Rule 15c3-1 | 21 | | Computation for Determination of<br>Reserve Requirement Under Rule 15c3-3<br>(Exemption) and Information for Possession or Control Requirements Under<br>Rule 15c3-3 (Exemption) of the Securities and Exchange Commission | 22 | | Exemption Report Review | 23 | | Exemption Report | 24 | {2}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL<br>0MB Number: ':123S-0123.<br>Expires: Oct. 31, 2023<br>Estimated average burden | |------------------------------------------------------------------------------------------------| | | | | | | | hours- per response: 12 | | | | SEC FILE NUMBER | # **ANNUAL REPORTS FORM X-17A-5 PART Ill** **FACING PAGE Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING \_\_ 1\_/1\_/2\_0\_2\_1 \_\_\_\_ AND ENDING \_\_ 1\_21\_3\_1I\_2\_D2\_1 \_\_\_ \_ MM/DD/YY MM/DD/Y'< **A, REGISTRANT IDENTIFICATION** NAME OF FIRM: First Financial Equity Corporation TYPE OF REGISTRANT (check all applicable boxes): []J Broker-dealer D Security-based swap dealer D Major security-based swap participant 0 Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PlACE OF BUSINESS: (Do not use a P.O. box no.) 7047 E Greenway Parkway, Suite, 350 Scottsdale (City) (No. and Street) AZ (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 85254 (Zip Code) Andrew Si…Read the full text as markdown