Full text of PACIFIC GATE ADVISORS, LLC's X-17A-5 filed 2021-03-31 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **Pacific Gate Advisors, Inc.** **Report on Audit of Financial Statements** **December 31, 2020**  {1}------------------------------------------------ # **PACIFIC GATE ADVISORS, LLC FINANCIAL STATEMENTS YEAR ENDED DECEMBER 31, 2020** # **CONTENTS** | | Page | |--------------------------------------------------------------------------------------------------------------------------|-------| | Report of Independent Registered Public Accounting Firm | 1 | | Statement of Financial Condition | 2 | | Statement of Income | 3 | | Statement of Changes in Member's Equity | 4 | | Statement of Cash Flows | 5 | | Notes to Financial Statements | 6 - 8 | | Supplementary Information: | | | Schedule l: Computation of Net Capital under Rule 15c3-1 of<br>the Securities and Exchange Commission | 9 | | Schedule ll: Computation for Determination of Reserve Requirements<br>under SEC Rule 15c3-3 | 10 | | Schedule lll: Information for Possession or Control Requirements<br>under SEC Rule 15c3-3 | 11 | | Report of Independent Registered Public Accounting | | | Firm Management's Exemption Report | | | | 12 | | Independent Auditor's Report on Applying Agreed-Upon Procedures<br>Related to an Entity's SIPC Assessment Reconciliation | | | SIPC-7 General Assessment Reconciliation | 13 | {2}------------------------------------------------ **THOMAS FAUST, CPA** Certified Public Accountant 174 Coldbrook Ct. Lafayette, IN 47909 765-237-9185 thomasfaustcpa2@gmail.com  ## **REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** To the Member Pacific Gate Advisors, LLC ## **Opinion on the Financial Statements** I have audited the accompanying statement of financial condition of Pacific Gate Advisors, LLC, as of December 31, 2020, the related statements of income, changes in member's equity, and cash flows for the year then ended, and the related notes and schedules (collectively referred to as the financial statements). In my opinion, the financial statements present fairly, in all material aspects, the financial position of Pacific Gate Advisors, LLC as of December 31, 2020 and the results of its operations and its cash flows for the year then ended in conformity with accounting principles generally accepted in the United States of America. ## **Basis for Opinion** These financial statements are the responsibility of Pacific Gate Advisors, LLC's management. My responsibility is to expres…Read the full text as markdown