Full text of PACIFIC GATE ADVISORS, LLC's X-17A-5 filed 2023-03-31 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES | |------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | | Washington, D.C. 20S49 | 0MB APPROVAL 0MB Number. 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART Ill | SEC FILE NUMBER 8-34213 **FACING PAGE** Information **Required** Pursuant to Rules **17a-S,** 17a-12, **and 18a-7** under the **Securities Exchange Act** of **1934** | FILING FOR THE PERIOD BEGINNING | __<br>0_1_/_0_1 /_2_2 _ | _ AND ENDING ___ 1_ | 2/_3_1 /_2_2 __ | | |---------------------------------|-------------------------|---------------------|-----------------|--| | | MM/00/YY | | MM/DD/YY | | **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Pacific Gate Advisors, LLC TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | 1086 Hamer Court | | |----------------------------------------------|-------------------------------|-------------------------------------| | | (No. and Street) | | | Brentwood | Tennessee | 37027 | | (Oty) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Robert Marassa Jr. | 331 330-0077 | nna rassa O pacificgatepartners.com | | (Name) | (Area Code -Telephone Number) | (Email Address) | #### **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• # Thomas Faust, CPA, LLC d/b/a Thomas Faust, CPA | 17 4 Coldbrook Ct. | Lafayette | Indiana | 47909 | | |------------------------------------------------------------------------------------------------------------------------|-----------------------|--------------------------------------------|------------|--| | (Address) | (City) | (State) | (Zip Code) | | | 02/14/18 | | 6479 | | | | (Date of Registration with PCAOB)(lf applicable) | | (PCAOB Registration Number, If applicable' | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an Independent public | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(li), if applicable. Persons who are to respond to the collectlon…Read the full text as markdown