Full text of FIRSTRADE SECURITIES INC.'s X-17A-5 filed 2026-06-30 (period 2025-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ I Public Vision **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235--0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17 A-5 PART** Ill | SEC Fili NUMBER | |-----------------| | 8-34642 | | | A. REGISTRANT IDENTIFICATION | | |---------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------|-----------------------------------------| | NAME oF FIRM: Firstrade Securities Inc | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[!l Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | D Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | 3050 Whitestone Expressway, Ste A301 | | | | (No. and Street) | | | Flushing | New York | 11354 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | John Liu | 718-269-1565 | ftbilling@firstrade.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | Wei,Wei & Co., LLP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | (Name - if individual, state last, first, and middle name) | | | 133-10 39th Ave | Flushing | 11354<br>NY | | (Address)<br>03/28/2006 | (City) | (State)<br>(Zip Code)<br>#2388 | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### OATH OR AFFIRMATION I, John Liu swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of Firstrade Securities Inc. as of 06/30 2~ is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of a customer. **KA~~ NOUIIYPubllc.=~vOlk~ No. OtW06t697'34 0uallled** In **Queens Ccud;y** -…Read the full text as markdown