FIRST HORIZON ADVISORS, INC. X-17A-5 (2021-03-01) — Broker-dealer annual report

Full text of FIRST HORIZON ADVISORS, INC.'s X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ ![](_page_0_Picture_0.jpeg) (A Wholly Owned Subsidiary of First Horizon Bank) Financial Statements and Schedules December 31, 2020 (With Report oflndependent Registered Public Accounting Firm Thereon) These financial statements and schedule should be deemed confidential pursuant to subparagraph (e)(3) of SEC Rule 17a-5. A statement of financial condition bound separately has been filed with the Securities and Exchange Commission simultaneously herewith as a public document. {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL AUDITED REPORT FORM X-17A-5 PARTIII** 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ...... 12.00 | | SEC FILE NUMBER | |---------|-----------------| | 8-35061 | | **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING 01/01/2020 | MM/DD/YY | AND ENDING 12/31/2020 | MM/DD/YY | | |-------------------------------------------------------------------------------------------------------|-------------------------------------------------------|-----------------------|---------------|--------------------------------| | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF BROKER-DEALER: First Horizon Advisors, Inc. | | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | 165 Madison Ave. 14th floor | | | | | | | (No. and Street) | | | | | Memphis | -------------------------------<br>TN | | 38103 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Carol Smith (901) 818-6168 | | | | | | | | | | (Area Code - Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | | KPMG LLP | | | | | | | (Name - if individual. state last.first. middle name) | | | | | 6070 Poplar Ave. Suite 450 | Memphis | TN | | 38117 | | (Address) | (City) | (State) | | (Zip Code) | | CHECK ONE: | | | | | | ! ,/<br>!certified Public Accountant | | | | | | DPublic Accountant | | | | | | DAccountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | *\*Claims/o…

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