Full text of FIRST HORIZON ADVISORS, INC.'s X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-35061 **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **Q 1 /Q 1 /2022** MM/DD/YY AND ENDING **12/31/2022** MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: First Horizon Advisors, Inc. TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Security-based swap dealer D Major security-based swap participant 0 Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 165 Madison Ave. 14th floor (No. and Street) Memphis TN 38103 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Carol Smith 901-818-6168 chsmith@firsthorizon.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT w hose reports are contained in this filing\* KPMG LLP (Name - if individual, state last, first, and middle name) 6070 Poplar Ave. Ste 450 Memphis TN 38117 (Address) (City) (State) (Zip Code) 10/20/2003 185 rte of R,~wation **with** PCAOB)l;f appllcableJ **FOR OFFICIAL USE ONLY** • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required t o respond unless the form displays a currently valid 0 MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | | | | I, O. Mims Clayton | |--|--|--|--------------------| |--|--|--|--------------------| I, o. Mims Clayton swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of First Horizon Advisors, Inc. as of \_1\_2\_/\_3\_1 \_\_\_\_\_\_\_\_\_\_ \_\_, 2~ is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of…Read the full text as markdown