Full text of FROST BROKERAGE SERVICES, INC.'s X-17A-5 filed 2025-03-21 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ## **ANNUAL REPORTS FORM X-17 A-5 PART** Ill | SEC FILE NUMBER | | |-----------------|--| | 8-35285 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01/01/24** MM/ 0D/YY MM/DD/ YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: FROST BROKERAGE SERVICES, INC TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer O Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer AND ENDING **12/31 /24** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 111 WEST HOUSTON STREET | | | (No. and Street) | | | |-----------------------------------------------|--|-----------------------------------------------------------------------------------------------------------|-------------------------------------------|------------| | SAN ANTONIO | | TEXAS | | 78205 | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | MICHAEL T MARRONE 646-930-1906 | | | MICHAEL.MARRONE@FROSTBANK.COM | | | (Name) | | (Area Code - Telephone Number) | (Email Address) | | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | ERNST & YOUNG LLP | | | | | | 111 WEST HOUSTON STREET STE 1901 | | (Name - if individual, state last, first, and middle name)<br>SAN ANTONIO | TEXAS | 78205 | | (Address) | | (City) | (State) | (Zip Code) | | 10/20/2003 | | 42 | | | | T"<br>of ••~st,at;oo Mth PCAOB)(;f appUcable) | | | (PCAOB Reg;,t,at;oo Nombe,, ;f appUcable) | | \* Claims for exemption from the requirement that t he annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | __________<br>I, _c_H_R_IS_T_O_P_H_ER_w_A_LS_H _ | _ _,…Read the full text as markdown